Team

Richard Platt

Senior Vice President, General Counsel

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Bio

Richard Platt is General Counsel at ROTH and joined the firm in that role in 1997. Before Roth Capital Partners, he was an attorney in the legal department of Prudential Securities. Before Prudential Securities, he was an attorney with the Securities and Exchange Commission in Washington, DC.

Mr. Platt received his B.A. in Economics from the University of Wisconsin-Madison and his J.D. from the University of Wisconsin Law School.

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Joined Roth

April 1997

Education

B.A. from the University of Wisconsin-Madison; J.D. from the University of Wisconsin Law School

Experience

Securities and Exchange Commission; Prudential Securities